JD Supra

Derivatives Trade Reporting Rules Introduced in Remaining Canadian Jurisdictions

On January 22, 2016, the Canadian securities regulatory authorities in Alberta, British Columbia, New Brunswick, Newfoundland and Labrador, the Northwest Territories, Nova Scotia, Nunavut, Prince ...
JD Supra

SEC Adopts New Rules on Investment Company Use of Derivatives

The U.S. Securities and Exchange Commission (the “SEC”) recently adopted new rules and rule and form amendments under the Investment Company Act of 1940 (the “1940 Act”) relating to, among other ...
Investment Executive

OSC publishes final derivatives rule

The Ontario Securities Commission (OSC) has finalized its new rule that aims to implement aspects of globally agreed derivatives markets reforms. The OSC Thursday published OSC Rule 91-506 Derivatives ...
Business Wire

Coalition for Derivatives End-Users Comments on Final SA-CCR Rule

WASHINGTON--(BUSINESS WIRE)--The Coalition for Derivatives End-Users (the “Coalition”) appreciates the care taken by the FDIC in issuing and adopting a final rulemaking regarding the standardized ...
Nasdaq

Nasdaq Derivatives Markets

The Rules & Regulations of Nasdaq Derivatives Markets govern Nasdaq Stockholm's derivative exchange and Nasdaq Clearing’s central counterparty clearing activities. The Rules and Regulations of Nasdaq ...
The TRADE

Controversial US derivatives rules resurface at the SEC

Derivatives rules first introduced in December 2015 have come up on the SEC’s spring 2018 regulatory agenda, with a recommendation the rules be revisited. Rules on the use of derivatives for ...
American Banker

NCUA’s derivatives rule could be boon for large credit unions

Only a handful of the nation’s largest credit unions dabble in derivatives, but proposed changes from the National Credit Union Administration could give federally chartered institutions another tool ...